Shape Plain Capital Legal Entity Disclosure

Effective Date: January 1st, 2010

SPCF: Shape Plain Capital Financial (Stocks/Options). Brokerage services are offered through Shape Plain Capital, ("SPC") a registered  

SPCS: Shape Plain Capital Securities (Clearing). broker dealer (member SPCSIPC) and clearing services through Shape Plain Capital.

("SPC") a registered broker dealer (member SPCSIPC).

SPCC: Shape Plain Capital Crypto (Crypto). Cryptocurrency services are offered through an account with Shape Plain Capital.

(“SPC”) (Money Transmitter License TM ID: #A10000001). Please review SPC Licenses & Disclosures for more information. 

SPCF: Shape Plain Capital Financial (Stocks/Options). Futures trading and options on futures trading are offered by Shape Plain Capital.

(“SPCD”), a registered futures commission merchant with the Shape Plain Capital Commodity Futures Trading  Commission (“SPCCFTC”) and Shape Plain Capital Member of National Futures Association (“SPCNFA”) (Money Transmitter License TM ID: #A10000001).

Portfolio Management is offered through Shape Plain Capital (“Shape Plain Capital Strategies”), an SPCSEC-registered investment advisor. For additional information  

about Shape Plain Capital Strategies, including about services, fees, risks, and conflicts of interest,  please see our Shape Plain Capital In investment firm’s brochure. 

The Shape Plain Capital Credit Card spending account is offered through Shape Plain Capital ("SPCY") (Money Transmitter License TM ID: #A10000001), a licensed money transmitter. SPCY is a Shape Plain Capital Private Bank Services. Please review a list of our licenses for more information.  

The Shape Plain Capital Credit Card Spending is a prepaid card issued by Shape Plain Capital, Member SPCFDIC, pursuant  

to a license from Shape Plain Capital ® International Incorporated. design are registered trademarks of Shape Plain Capital International Incorporated.  

Shape Plain Capital Elegant Black Diamond is offered by Shape Plain Capital Responsible Lending, . (“SPCRL”) and is issued by Shape Plain Capital Private Bank, pursuant to a license from Shape Plain Capital U.S.A. Inc.

Shape Plain Capital Estate Gold Coin is a subscription-based membership program of premium services offered

through Shape Plain Capital “SPCT”).  

Shape Plain Capital Banking is a financial services platform offered by Shape Plain Capital (SPCY).  

SPCY is a financial company, Shape Plain Capital Private bank. Banking services are provided by Shape Plain Capital, Member SPCFDIC.

SPCF, SPCS, SPCC, SPCD, SPCM, SPCY, SPCT, and SPCG are affiliated entities and wholly owned  

subsidiaries of Shape Plain Capital. SPCF, SPCS, SPCC, SPCD, SPCM, SPCY, SPCT, and SPCG  are  

Shape Plain Capital, Shape Plain Capital Private Bank Services.